Kahala Corp.

Octagon Capital Group served as the financial and strategic advisor to Kahala Corp. in connection with its acquisition of Pinkberry.

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Principals of Octagon Capital Group invested in Series A-1 Preferred Units of Laredo Hospitality.  Currently serving as the company’s financial and strategic advisor.

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Principals of Octagon Capital Group advised Rocky Mountain Chocolate Factory (NASDAQ: RMCF) in its $7.75 convertible debt investment in U-Swirl (OTC: SWRL). In connection with this transaction, Octagon invested in Convertible Debt and Common Stock of U-Swirl, Inc.

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Move Collective (Bobble)

Principals of Octagon Capital Group advised Move Collective, doing business as bobble, on its sale to Seventh Generation.

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1-800-FLOWERS.COM

Principals of Octagon Capital Group advised 1-800-FLOWERS.COM (NASDAQ: FLWS) on the divestiture of its Home & Children’s Gifts Division to Evergreen Enterprises. Brands included in the transaction were Plow & Hearth, Wind and Weather, Hearthsong, Problem Solvers, and Magic Cabin.

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thinkorswim Group Inc.

Principals of Octagon Capital Group advised Thinkorswim (NASDAQ: SWIM) in connection with its sale to TD Ameritrade (NYSE: AMTD) for approximately $825 million.

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Investools Inc.

Principals of Octagon Capital Group advised Investools (NASDAQ: IEDU) in connection with its acquisition of Thinkorswim for approximately $506 million.

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Dynamic Confections

Principals of Octagon Capital Group advised Dynamic Confections in connection with its acquisition of House of Brussels. Principals of Octagon Capital Group advised Alpine Confections in connection with its spinoff of Kencraft, Dynamic Confections and Maxfield’s Candy to existing shareholders.

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Principals of Octagon Capital Group advised Alpine Confections in connection with its spinoff of Kencraft, Dynamic Confections and Maxfield’s Candy to existing shareholders.

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Maxfield’s Candy Company

Principals of Octagon Capital Group advised Maxifield’s in connection with agreements for Mrs. Fields to acquire selected assets of Maxfield’s.

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